FinTech

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Robinhood Must Face Manipulation Claims Over Meme Trading

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The online brokerage also won a ruling in May dismissing antitrust claims.

Return-To-The-Office Mandates Will Require Cybersecurity Adjustments For Advisors

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By implementing an all-in-one network security solution, firms can keep users safe at all times.

Lambo Dealers Are Keeping Warm Despite Crypto Winter

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The recent crash in the price of crypto has flooded second-hand markets with other luxury goods.

Why Hybrid Human-Digital Finance Will Be Multifaceted

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Human-digital hybrid financial services can take on many different forms, said SigFig's Mike Sha.

Investors Say They Want Fintech And Advisors, Not Fintech Or Advisors

by FA Staff

U.S. investors want access to both human advisors and financial apps, according to an Envestnet survey.

JPMorgan, UBS Brokerage Units Pay SEC Fines For Anti-Identity Theft Programs

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The brokerages violated regulations that lay out requirements for financial firms' prevention programs.

Next Stop: Multi-Account UMAs

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Implementing an asset location API on top of UMA platforms can amplify tax efficiency.

John Hancock Launches Client Prospecting Tool

by FA Staff

The tool allows advisors to identify gaps in retirement plans.

Coinbase SEC Probe Into Listed Tokens Has Crypto Traders Rattled

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A more aggressive approach by the SEC could be problematic for the crypto community.

Visory Launches Out Of Merger To Offer Tech To RIAs

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Missouri-based Visory of was formed through the combination of True North Networks and RightSize Solutions.

BofA Expected To Pay $200M Fine For Personal Device Misuse

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The company will pay an amount in line with penalties that have been levied across Wall Street banks.

The Five Keys To Technology Adoption

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Don't look now, but the New School needs the Old School.

The Big Squeeze: Leading Through the Talent Crisis

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It's hard to find talent these days, and our biggest human capital challenge may still be ahead of us.

FPA Debuts College Planning Certificate Program For B-D Financial Advisors

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The course is designed to help planners better understand how to assist their clients with the challenge of financing a college education.

RIAs In A Whipsaw Decade

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The days of “too much of a good thing” could be coming to an end.

Wall Street Texting Habit Sticks Banks With Rare $1 Billion Bill

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The five biggest investment banks are about to be fined for lax controls over employee electronic messaging.

Advisors Say AI Tools Are Often Too Complex

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Almost all advisors believe AI will transform the way they interact with clients, a survey says.

Investors Take Bitcoin Off Exchanges As Crypto Winter Settles In

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Investors in the world's biggest cryptocurrency are going into hibernation mode.

Bitcoin's Fair Value Is Tied To Gold And Tech Stocks

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Just four factors explain 88% of the variance in the digital currency's price over the last four years.

Gen Z TikTokers Are Making Cash Cool Again

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The ‘throwback generation' is saving, paying and posing with dollar bills like a haute accessory.

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