FinTech

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How Big A Gamble Is Monte Carlo For Advisors?

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The popular simulation has its pros and cons, experts say.

Improving Cyber Controls To Protect Client Assets

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Here are the steps that firms need to take to protect client assets from external threats.

More Wall Street Brokerages Pay Fines In SEC WhatsApp Probe

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Regulators say it is significantly harder to investigate wrongdoing when firms fail to save records.

Retirement Plans Improve Digital Experience, J.D. Power Says

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Investing in digital technology can help firms remain connected with their clients, the firm says.

AssetMark Fined $18 Million For Hiding Cash Sweeps And Revenue-Sharing Conflicts

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The firm allegedly failed to disclose conflicts of interest on the programs, leading to a $9.5 million civil penalty.

SEC Collects Private Messages In WhatsApp Probe, Reuters Says

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The regulator is reviewing messages discussing work sent on personal devices or applications.

How Cyberthreats Will Raise Advisor Costs, Cut Income And Irritate RIAs

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Here are the steps that industry participants will have to take to prevent outsiders from stealing client information.

FMG Suite Acquires Compliant Text Provider MyRepChat

by FA Staff

MyRepChat holds a 0.5% market share among compliant social media archiving providers, according to Kitces.com.

What's Driving RIA Innovation?

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Wealthtech providers have a front seat to the adoption of new platforms and products.

How Generative AI Can Empower Women In Financial Services

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By harnessing unbiased AI tools, we can help women envision and achieve success.

Why Wealthtech M&A Is Rebounding After 2022 Slowdown

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The drive for more technology-led efficiencies to offset fee pressures will continue to be a catalyst in the sector.

SEC's Gensler Says Deepfakes Pose Real Risk To Financial Markets

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Gensler has also been sounding the alarm on AI's ability to spark a future financial meltdown.

Compound Merges With Alternativ Wealth

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The firms will combine their technology and wealth management services into one entity called Compound Planning.

13 Trade Groups Demand Withdrawal Of SEC's 'Fatally Flawed' Analytics Rule Proposal

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In a first, SEC wants to force "elimination" of conflicts, ensnaring even advisors' use of Excel spreadsheets, 13 trade groups said.

Workers More Fearful That AI Will Make Their Jobs Obsolete

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The share of workers who worry that technology will eliminate their jobs is growing, a new survey says.

Schwab Execs Hail Success Of TD Integration

by FA Staff

More than 7,000 advisory firms and nearly four million clients have been transitioned to Schwab, company officials said.

The SEC Is About To Rock Your World

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The bar for cybersecurity compliance is about to get much higher.

Investing In AI Will Require Patience

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It may take years to reap rewards from investing in companies involved in the nascent technology.

X Plans To Collect Biometric Data, Job And School History

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Social media companies have long drawn criticism for the personal information they gather and how they use that data.

AI Is The Stock Market's 'New Growth Thing,' Citi's Chronert Says

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The excitement about artificial intelligence was a key pillar of the stock market's rally this year.

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