by
Edward Hayes
J.D. Power says a bad site can send advisors elsewhere.
by
Karen DeMasters
Any information gained on networks like TikTok or X (formerly Twitter) should be vetted by a financial professional, a TD Wealth executive said.
by
Edward Hayes
Orion users can now trade directly from Portfolio View, Orion's traditional advisor portal.
by
Tracey Longo
The regulator also warned that the powerful computing technology could be used as a tool by hackers.
by FA Staff
Most wealth management firms see AI as inevitably changing the way money will be managed.
by
Helen Johnson
Compliance and IT departments must work together, given the complexity of emerging technologies.
by FA Staff
Michael Most specializes in serving corporate executives, business owners and the mass affluent.
by
Tracey Longo
The Investment Company Institute said the rules would take the industry back to the "Stone Age."
by
Edward Hayes
Wealth Navigator consolidates client relationship management workflow, the firm said.
by
Ben Mattlin
The popular simulation has its pros and cons, experts say.
by
Austin Weinstein
Regulators say it is significantly harder to investigate wrongdoing when firms fail to save records.
by
Edward Hayes
Investing in digital technology can help firms remain connected with their clients, the firm says.
by
Tracey Longo
The firm allegedly failed to disclose conflicts of interest on the programs, leading to a $9.5 million civil penalty.
by
Tom Metcalf
The regulator is reviewing messages discussing work sent on personal devices or applications.
by
Mark Hurley, Carmine Cicalese
Here are the steps that industry participants will have to take to prevent outsiders from stealing client information.
by FA Staff
MyRepChat holds a 0.5% market share among compliant social media archiving providers, according to Kitces.com.
by
Ryan George
Wealthtech providers have a front seat to the adoption of new platforms and products.
