FinTech

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Crypto Gets New U.S. Oversight At Agencies That Once Held Back

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Consumer protection agencies are now entering the cybersecurity regulation arena.

Nearly 90% Of Robo-Advised Clients Would Switch To Humans, Vanguard Says

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Clients with robo-advisor accounts could be a lucrative market for human advisors, Vanguard researchers said.

Robinhood Readies Feature That Lets Users Lend Out Their Stocks

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Robinhood would offer a fintech-oriented securities lending solution similar to those from Schwab and E*Trade.

SS&C Technologies Postpones $1.7 Billion Leveraged Loan Sale Due To Market Conditions

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U.S. leveraged loan prices have fallen to the lowest level since December 2020 as investors flee riskier assets.

An Efficient Practice Means Leaving Some Clients Behind, Cerulli Says

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Many firms also are not using technology efficiently, the research firm said.

Firms Must Report Hacks To DHS In 72 Hours Under Law

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FBI officials last year estimated that the bureau has visibility into only a quarter of cyber incidents.

Tech Stocks Are At The Fed's Whim With Rate Hike Looming

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Valuations in the Nasdaq 100 have fallen back to pre-pandemic levels.

What's the Future Of Crypto? To Be More Boring

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It's worth remembering that, when it comes to economic affairs, unexciting can be exactly what you are looking for.

Financial Firms Brace For More Cyber Threats After Trying 2021

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A new report says the rapid digitization of financial services leaves the industry vulnerable to hackers.

Young Investors Still Prefer Human Advisors Over Digital Services, Cerulli Says

by FA Staff

A new survey showed investors under 45 still prefer the human touch when it comes to investing.

Finra Enforcement Fines Soared 60% In 2021

by FA Staff

The increase was driven largely by a record-setting $57 million fine against Robinhood Financial LLC.

How Regulators Are Tackling The 'Wild West' Of Cryptocurrency

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In recent months, we have seen crypto-focused measures taken in many nations across the globe.

Indyfin Launches Airbnb-Style Advisor Search Platform For Consumers

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The advisor search platform includes online reviews from clients.

RIA Platform Taps Industry Vet As President

by FA Staff

Amit Dogra, formerly with Sanctuary Wealth, will lead tru Independence of Portland, Ore.

Data As A Commodity: Communicating With Clients In A Shifting Landscape

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The commodities landscape is evolving at a breakneck pace.

TARP Means Tech At A Reasonable Price

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TARP stocks might hold interest for conservative, value-oriented investors who have long approached tech with trepidation.

Ex-Ameriprise Advisor Steered Clients Into Crypto Fraud, SEC Says

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Six clients of Arthur S. Hoffman of Peoria, Ariz., lost $610,000 in the scheme, the SEC said.

Crypto's Mystique Adds To Its Allure As An Investment, Broadridge Says

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The volatility of the asset is not a deterrent to potential investors, a firm executive said.

Attacker Behind Record 2016 Crypto Hack Might Have Been Found

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An unknown attacker siphoned 3.6 million Ether, worth over $9 billion at current prices.

You Shouldn't Really Be Banking On WhatsApp

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Regulators have increased focus on communications in financial markets due to the pandemic.

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